Oregon Administrative Rules Chapter 114 - LONG TERM CARE OMBUDSMAN

1. Purpose of OAR Chapter 114

OAR Chapter 114 establishes the rules governing the Oregon Long Term Care Ombudsman (LTCO) Program.
The main purpose of this chapter is to:

Protect the rights, dignity, health, and safety of individuals living in long-term care facilities

Provide an independent advocacy system for residents

Ensure complaints about long-term care services are investigated and resolved fairly

2. What Is the Long Term Care Ombudsman Program?

The Long Term Care Ombudsman Program is an independent state program that advocates for people who live in or receive services from long-term care settings, including:

Nursing facilities

Assisted living facilities

Residential care facilities

Adult foster homes

Memory care communities

Certain home-based long-term care services

The Ombudsman represents the resident’s interests, not the facility’s or the government’s.

3. Role and Authority of the Ombudsman

Under Chapter 114, the Ombudsman has authority to:

Receive complaints from residents, family members, staff, or others

Investigate complaints related to care, abuse, neglect, rights violations, or poor conditions

Enter long-term care facilities at reasonable times to meet privately with residents

Access relevant records, with proper consent or legal authority

Advocate for solutions that respect the resident’s wishes

The Ombudsman does not act as a regulator or enforcement agency but works to resolve problems through advocacy.

4. Resident Rights

OAR Chapter 114 emphasizes protection of resident rights, including the right to:

Be treated with dignity and respect

Receive appropriate care and services

Be free from abuse, neglect, and exploitation

Make personal choices about daily life

Communicate privately with the Ombudsman

File complaints without fear of retaliation

Facilities are prohibited from interfering with these rights.

5. Confidentiality Rules

Confidentiality is a core principle of the Ombudsman Program.

Under Chapter 114:

The Ombudsman must keep the identity of complainants confidential unless permission is given

Information collected during investigations is protected

Records cannot be disclosed except as allowed by law

This ensures residents can speak freely without fear of consequences.

6. Consent and Representation

The Ombudsman must:

Obtain resident consent before investigating or representing a complaint, whenever possible

Respect the resident’s preferences and decisions, even if others disagree

Use substituted judgment or best-interest standards only when a resident cannot communicate and no legal representative is available

7. Access to Facilities and Residents

Facilities must:

Allow the Ombudsman reasonable access to residents and common areas

Permit private conversations between residents and Ombudsman representatives

Not obstruct, delay, or deny Ombudsman activities

Failure to allow access is considered a violation of the rules.

8. Complaint Handling Process

Chapter 114 outlines how complaints are managed:

Complaint is received

Consent is obtained (when required)

Facts are gathered through interviews and record review

The Ombudsman attempts informal resolution

If needed, referrals are made to appropriate agencies

The outcome is documented

The goal is resolution in the resident’s best interest, not punishment.

9. Prohibition of Retaliation

Facilities and providers are strictly prohibited from:

Retaliating against a resident for contacting the Ombudsman

Harassing, discharging, or treating a resident differently due to a complaint

Discouraging residents or families from seeking Ombudsman help

Retaliation is treated as a serious violation.

10. Ombudsman Representatives and Volunteers

Chapter 114 also governs:

Training requirements for Ombudsman staff and certified volunteers

Ethical standards and professional conduct

Scope of authority for representatives acting on behalf of the Ombudsman

Volunteers must meet strict qualifications and follow confidentiality rules.

11. Relationship With Other Agencies

The Ombudsman Program:

Works independently from licensing and enforcement agencies

May refer issues to protective services, law enforcement, or regulatory bodies when necessary

Does not replace inspections, investigations, or legal actions by other agencies

12. Overall Importance of Chapter 114

OAR Chapter 114 ensures that:

Vulnerable adults in long-term care have a trusted advocate

Complaints are handled confidentially and respectfully

Facilities are held accountable through advocacy rather than punishment

Resident voices remain central to decision-making

Summary

Oregon Administrative Rules Chapter 114 creates a strong legal framework for the Long Term Care Ombudsman Program by:

Protecting resident rights

Ensuring independent advocacy

Requiring confidentiality and consent

Preventing retaliation

Promoting quality and dignity in long-term care

It is a key safeguard for individuals who rely on long-term care services in Oregon.

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